This seminar is designed to equip professionals with the knowledge and tools necessary to successfully navigate and pass regulatory inspections related to Anti-Money Laundering (AML), Terrorist Financing (TF), and Sanctions compliance.

Attendees will gain insights into regulatory expectations, common pitfalls, and best practices for preparing and managing compliance monitoring inspections. The course offers practical guidance to ensure organizations can meet the rigorous demands of financial regulatory authorities and maintain compliance with evolving AML, TF, and sanctions frameworks.

The seminar covers key aspects of preparing for and responding to AML/TF/Sanctions regulatory inspections. Participants will learn how to conduct internal audits, develop effective compliance programs, and identify potential areas of weakness before an inspection occurs. The course will delve into real-world inspection scenarios, highlighting the most common deficiencies flagged by regulatory bodies and providing strategies to rectify these issues before they become problematic. Additionally, it will address post-inspection actions, including how to respond to findings and remediate compliance gaps. Practical exercises and case studies will enhance understanding of regulatory frameworks and expectations, ensuring attendees can apply what they’ve learned in their own organizations.

Back-office personnel, Compliance Officers, Risk Management Staff, AML Officers, Heads of AML/Compliance Departments, Accountants, Lawyers, Internal Auditors, Fraud Investigators, Forensic Accountants, Board Members and Directors 

• Pre-Visit Questionnaire
• Clients’ Lists Preparation
• AML/TF/Sanctions Governance Checks
• Files’ Checks (Onboarding and Ongoing Monitoring, Risk Assessment and Screenings, Identification and Verification, Economic Profile and Transactions Monitoring)
• Exit Meeting
• Inspection Outcome Scenarios and Responding
• Case Studies