To provide participants with an in-depth understanding of MiFID II requirements, enabling them to effectively apply these regulations in their roles. By offering insights into both the foundational aspects and recent updates of MiFID II, the seminar seeks to enhance participants’ ability to maintain compliance, manage regulatory risks, and implement best practices in their organizations

1. To Cover the full scope of MiFID II, including trading venues, investment firms, asset managers, and banks, ensuring participants understand its wide-reaching regulatory framework.
2. Focus on how MiFID II reshapes market structure and increases transparency, with particular attention to pre- and post-trade transparency obligations.
3. Addresses how MiFID II strengthens investor protection through stricter conduct of business rules, including client categorization, suitability, and appropriateness.
4. Explore the compliance obligations surrounding governance, risk management, and transaction reporting, and how they affect the operational structures of financial institutions.

• Back-office personnel
• Compliance Officers
• Risk Management Staff
• AML Officers
• Heads of AML/Compliance Departments
• Accountants
• Lawyers
• Internal Auditors
• Fraud Investigators
• Forensic Accountants
• Board Members
• Directors

• Scope
• Instruments and Services
• Client Protection
• Product Governance
• Information
• Venues
• Organizational Requirements